Head of Regulatory Reporting

  • FT Perm
  • London
  • Salary: £80,000 - £100,000 Dep. on exp.

Andy File Associates Limited are working as a Recruitment Business on behalf of our client with regards this permanent position.

Head of Regulatory Reporting


The purpose of this role is to work with the existing regulatory reporting and finance teams in managing the regulatory submissions of our client.


  • Lead/coach the reporting team and support them in preparation of the regulatory returns and keep sufficient oversight on the regulatory returns
  • Coordinate / prepare and timely submit all the regulatory reports, including COREP, LCR, NSFR, PRA110, Leverage Ratio, FINREP, etc.
  • Validate the regulatory reports prepared by other stakeholders before submission to the regulators
  • Work in tandem with IT team in successfully rolling out the implementation of new Regulatory Reporting Platform for the business in UK
  • Compile and report other reporting requirement including those of Parent
  • Prepare the process notes and guidelines for the regulatory reports
  • Undertake any other responsibilities delegated by CFO, including ALCO decks and preparation of ICAAP/ILAAP/Pillar 3 documents


  • Demonstrates the drive, energy and perseverance to succeed in a competitive/ energetic environment
  • Proven analytical and decision-making capability – Possesses the ability to analyse a large number of details, data and facts and effectively utilise them to make the best decisions
  • Accurately maintains important decision-making data for future consideration and review as and when required
  • Excellent communications and Interpersonal skills with the ability to interact with all levels of staff and management
  • Experience in managing IT Change management projects

Key Interactions/Networks

  • Lead 3 member reporting team
  • Required to foster strong working relationships with Senior Management, Auditors, Treasury, MidOffice, Credit department, Operations and rest of the Finance team.

Reporting Relationship

  • Reports to Chief Financial Officer

Person Specification

  • Must have the ability to work independently i.e. can demonstrate previous experience of running assignments / projects from start to finish
  • Experience in Regulatory reporting for UK subsidiary banks
  • Team management and leadership experience is preferred


  • In all contacts the post holder will be required to present a good image of our client as well as maintaining constructive relationships



Anne Braithwaite Job Enquiry Form

  • This field is prefilled with our unique job reference
  • Accepted file types: word, pdf, docx, Max. file size: 6 MB.
  • This field is for validation purposes and should be left unchanged.